Dell settles SEC investigation for $100 million A federal judge has approved Dell’s proposed $100 million settlement with the US Securities and Exchange Commission. Dell executives, including Michael Dell, promised US District Judge Richard Leon that the company would change its accounting and disclosure practices, and that Michael Dell would pay a $4 million fine […]
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SEC Charges Former Dell Employee and Broker Husband for Insider Trading Ahead of Dell-Perot Systems
ENFORCEMENT PROCEEDINGS Oct 06, 2010 (SECURITIES AND EXCHANGE COMMISSION RELEASE/ContentWorks via COMTEX) — On October 5, 2010, Securities and Exchange Commission charged Austin, Texas resident and former Dell Inc. employee Marleen Jantzen and her husband, John Jantzen, a licensed broker employed by an SEC-registered broker-dealer, with insider trading around the public announcement of Dell’s tender […]