U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 21731 / November 4, 2010 Securities and Exchange Commission v. Alero Odell Mack, Jr., et al., United States District Court for the Central District of California, Civil Action No. CV 10-8383 DSF (PJWx) SEC CHARGES LOS ANGELES-BASED HEDGE FUND MANAGERS WITH FRAUD AND MISAPPROPRIATION OF INVESTOR ASSETS […]
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Litigation Releases: SEC CHARGES HEDGE FUND MANAGERS WITH FRAUDULENTLY OVERVALUING SIDE-POCKETED ASSETS
U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 21699 / October 19, 2010 SEC v. Paul T. Mannion, Jr., Andrew S. Reckles, PEF Advisors LLC, and PEF Advisors Ltd., Civil Action No. 10-CV-3374 (N.D. Ga.) SEC CHARGES HEDGE FUND MANAGERS WITH FRAUDULENTLY OVERVALUING SIDE-POCKETED ASSETS, DEFALCATION, AND MATERIAL MISREPRESENTATION The Securities and Exchange Commission today […]