U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 21730 / November 4, 2010 Securities and Exchange Commission v. Igor Poteroba, Aleksey Koval, Alexander Vorobiev, and Relief Defendants Tatiana Vorobieva and Anjali Walter, Civil Action No. 10-civ-2667 (AKH) Relief Defendant Wife of Securities Professional Agrees to Disgorge Profits from Husband’s Alleged Insider Trading The Securities and […]
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Clinical Trial Doctor Is Charged With Insider Trading
BOSTON — French physician Yves Benhamou has been arrested and charged with securities fraud after allegedly providing a hedge fund with information about adverse events in a drug trial for which he was an adviser. The information about the investigational hepatitis C drug Albuferon allowed FrontPoint Partners to avoid losses of $30 million, according to […]
Former Wall Street Investment Banker Settles SEC Charges of Insider Trading
Litigation Release: The Securities and Exchange Commission announced that on September 21, 2010, the Honorable Alvin K. Hellerstein of the United States District Court for the Southern District of New York entered a judgment of permanent injunction against Igor Poteroba, formerly an investment banker with UBS Securities LLC (“UBS”), who had been charged with insider […]