U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 21739 / November 15, 2010 SEC v. Amit Mathur, Entrust Capital Management, Inc., and Raheev Johar, No. 05-CV-10729-MLW (District of Massachusetts, filed April 12, 2005) Court Enters Final Judgment Against Investment Adviser and Its Principal Accused of Misappropriating Client Funds The Securities and Exchange Commission announced today […]
U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 21743 / November 15, 2010 DISGORGEMENT AND CIVIL PENALTIES ORDERED AGAINST DEFENDANTS WINNING KIDS, INC. AND CHRISTIAN HAINSWORTH Securities and Exchange Commission v. Winning Kids, Inc., et al., Civil Action No. 10-CV-80186-MARRA/JOHNSON (S.D. Fla.) The Commission announced that on November 5, 2010, the Honorable Kenneth A. Marra, […]
Court Enters Final Judgments against Brian N. Lines, Scott G.S. Lines, Anthony W. Wile, Wayne E. Wew (formerly Wayne E. Wile), Lines Overseas Management Ltd., LOM Securities (Bermuda) Ltd., LOM Securities (Bahamas) Ltd., LOM Securities (Cayman) Ltd., and LOM Capital Ltd. in Market Manipulation Case The Securities and Exchange Commission today announced that the Honorable […]
