ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS AND NOTICE OF HEARING PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT OF 1934 In the Matter of Edentify, Inc., Embryo Development Corp., Enesco Group, Inc., Entertainment Is Us, Inc., Entropin, Inc., Epicus Communications Group, Inc., Epixtar Corp., and Evans, Inc. (n/k/a Fur Company A), Respondents. I. The Securities and […]
SEC: Public Hearing (ECGR, EYTCQ, ESAN, EPFL, EQEU, EQUUS)
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS AND NOTICE OF HEARING In the Matter of Enclaves Group, Inc., Energytec, Inc., Entrada Networks, Inc., Epic Financial Corp., Equisure, Inc., and Equus Gaming Co., Respondents. I. The Securities and Exchange Commission (“Commission”) deems it necessary and appropriate for the protection of investors that public administrative proceedings be, and hereby are, […]
SEC: REVOKING REGISTRATIONS (Cape Systems Group, Inc.(CYSG), Caribbean Cigar Company(CIGR), Cell Power Technologies, Inc.(CPWT), etc.)
ORDER MAKING FINDINGS AND REVOKING REGISTRATIONS BY DEFAULT In the Matter of: CAPE SYSTEMS GROUP, INC., CARIBBEAN CIGAR COMPANY, CASUAL MALE CORP.CELL POWER TECHNOLOGIES, INC., CELLMETRIX, INC. (f/k/a BCAM INTERNATIONAL, INC.), CELLULAR PRODUCTS, INC. (n/k/a 872 MAIN STREET CORP.), CEPTOR CORP.,CGS SCIENTIFIC CORP., and CIPRICO, INC. II. FINDINGS OF FACT Cape Systems Group, Inc. (CIK […]
SEC: New Rules Prohibiting Market Maker Stub Quotes
SEC Approves New Rules Prohibiting Market Maker Stub Quotes FOR IMMEDIATE RELEASE 2010-216 Washington, D.C., Nov. 8, 2010 — The Securities and Exchange Commission approved new rules proposed by the exchanges and FINRA to strengthen the minimum quoting standards for market makers and effectively prohibit “stub quotes” in the U.S. equity markets. Additional Materials SEC […]
SEC: Litigation Release (New Orleans-based shipping company Tidewater Inc.)
U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 21729 / November 4, 2010 Accounting and Auditing Enforcement Release No. 3207 / November 4, 2010 Securities and Exchange Commission v. Tidewater Inc., Civil Action No. 2:10-CV-04180 (U.S. District Court for the Eastern District of Louisiana) The Securities and Exchange Commission today charged New Orleans-based shipping company […]
SEC: REVOKING REGISTRATION (Electrosound Group, Inc., Evolutions, Inc., et.)
ORDER MAKING FINDINGS AND REVOKING REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT OF 1934 AS TO EXCELSIOR-HENDERSON MOTORCYCLE MANUFACTURING CO. I. The Securities and Exchange Commission (“Commission”) deems it necessary and appropriate for the protection of investors to accept the Offer of Settlement submitted by Excelsior-Henderson Motorcycle Manufacturing Co. (“Excelsior-Henderson” […]
Electric Mail Co., Inc. – SEC’s REVOKING REGISTRATION
In the Matter of Respondents: Electric Mail Co., Inc. (n/k/a Lero Gold Corp.), Electronic Publishing Technology Corp., Elkhorn Gold Mining Corp., Ememberdirect, Inc., Emerald Homes, Ltd., Encore Wireless, Inc., and Entreport Corp. ORDER MAKING FINDINGS AND REVOKING REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT OF 1934 AS TO ELECTRIC MAIL […]
SBAM: cease-and-desist proceedings from SEC
ADMINISTRATIVE PROCEEDING: I. The Securities and Exchange Commission (the “Commission”) deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940 (the “Advisers Act”) against Sands Brothers Asset Management LLC (“SBAM”), Steven Sands […]
SEC: FORMER BROKER AND HIS CUSTOMER SETTLE CHARGES ARISING FROM SCHEME TO DEFRAUD INSTITUTIONAL CUSTOMER
U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 21704 / October 21, 2010 Securities and Exchange Commission v. Jose O. Vianna, Jr. and Creswell Equities, Inc., Case No. 10 Civ. 1842 (GBD) (S.D.N.Y.) FORMER BROKER AND HIS CUSTOMER SETTLE CHARGES ARISING FROM SCHEME TO DEFRAUD INSTITUTIONAL CUSTOMER The Securities and Exchange Commission today announced that […]
SEC Charges Georgia-Based Hedge Fund Managers With Fraud
SEC Charges Georgia-Based Hedge Fund Managers With Fraud in Valuing a “Side Pocket” and Theft of Investor Assets FOR IMMEDIATE RELEASE 2010-199 Washington, D.C., Oct. 19, 2010 — The Securities and Exchange Commission today charged two hedge fund portfolio managers and their investment advisory businesses with defrauding investors in the Palisades Master Fund, L.P. by […]